MUFG Investor is looking to hire a SOC1 Coordinator, Senior Associate.

Job Description

Reporting to the Director of Controls, you will:

• Administer and manage the Company’s efforts, including control definition, risk assessment and testing of key internal controls that form part of the control objectives as part of the SOC 1 program
• Facilitate process walkthroughs and coordinate testing plans and results with the Company’s external auditors and manage audit expectations across global offices
• Resolve exceptions / findings that are identified by external auditors during the attestation engagement and drive controls and risk remediation plans
• Assist in the preparation and draft the description of the control environment, control activities, risk assessment, monitoring and information and communication processes [COSO framework] for review by external auditors
• Ensure timely completion of the attestation engagement by coordinating with key stakeholders within the Company and the external audit team
• Provide support to the Director and Head of Controls in respect of managing operational risk and internal controls within the Group
• Assist in the management of MUFG’s Policies & Procedures Program and in-house Database (SOPS), managing and coordinating reviews, ensuring the required approval of any changes and reviews are completed on schedule
• To be a key resource for the ongoing transition of control changes within MUFG and to ensure any real time changes are factored into the SOC1 and relevant policies and procedures
• Work with the business to identify new areas of scope to be included within future SOC 1, project manage all aspects of integration into scope
• Work alongside the Controls, Project Management Office, and Risk functions on key initiatives where there are cross over points with the SOC1 and policies and procedures programs
• Escalate ongoing control concerns to the relevant committees where required

Qualifications

You Have:

• ACA, ACCA or CPA qualified with audit experience either through industry or practice
• University Degree in a relevant field or an equivalent combination of education and related work experience
• Computer skills with strengths in Microsoft Office products. Proficiency with Microsoft Excel is an asset