Regulatory Compliance Officer

Full time @HYCM in Accounting / Finance Email Job
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Job Detail

  • Remote Job No
  • Career Level MiddleSenior
  • Academic Level Bachelor

Job Description

HYCM is looking for a passionate and self-motivated Regulatory Compliance Officer for the Compliance Department.

 

Requirements

  • CySec Advanced and CySEC AML Certification is a must.
  • BSc/BA in law, finance, business administration, or related field
  • Efficiency under pressure and consistency in meeting tight deadlines
  • Good time management, adopting a flexible approach to work
  • Attention to detail and quality of work
  • Good knowledge of the industry’s standards and regulations
  • Good knowledge of reporting procedures and record-keeping

 

Responsibilities & Duties

  • Implement the Compliance Monitoring Program by carrying out the compliance reviews and checks.
  • Draft, modify and implement policies and agreements making relevant recommendations to the Senior Management.
  • Assist in the preparation of required periodic reports as per the regulations.
  • Track regulatory changes and ensure that needed changes are implemented in a timely manner.
  • Prepare the compliance training materials and perform compliance trainings to the employees/Board.
  • Provide advice, assistance and/or produce training material and training to employees/Board on AML matters.
  • Provide advices and guidelines to employees according to the legislative and regulatory requirements.
  • Review and approve marketing material in terms of compliance perspective.
  • Monitoring sales telephone calls for compliance with marketing regulations and preparing phone call inspection reports.
  • Manage and assist client complaints.
  • Work closely with the Senior Management and Company’s Compliance oversight function.
  • Work with all departments to ensure compliance with applicable regulations.
  • Other ad-hoc duties as assigned.

 

Benefits

  • Competitive remuneration package
  • Private medical insurance.

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