Compliance Officer

Full time @Eurotrader in Legal Email Job
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Job Detail

  • Remote Job No
  • Experience 2 Years +

Job Description

Eurotrader is looking for a Compliance Officer to support out head of global compliance in the overall capacity of compliance risk. You will provide support to the compliance function on a day to day basis ensuring an efficient and consistent approach and sharing best practice.

Responsibilities include:

  • Support the business as an advisory in relation to new products & expanding into new geographies.
  • Act as delegate on behalf of the Head of Global Compliance.
  • Review and ongoing monitoring of the effectiveness of the controls and procedures of Eurotrader. Ensuring that these are all in line with Cysec requirements and internal policies of the Eurotrader
  • Owning the communication with our local regulator Cysec and ensuring that the Eurotraders reporting obligations to CySEC are made accurately and promptly.
  • Liaising with Company’s External and Internal Auditors providing necessary information to carry out ongoing audits related to our Cysec regulated company.
  • Maintenance and updating of Eurotrader’s Compliance/AML/GDPR policies and monitoring procedures.
  • Assist in strategic planning in relation to regulatory change;
  • Carry out thematic reviews;
  • Work with the business to develop a good understanding of their strategy, services and products
  • Liaise with external bodies such as auditors and regulators.
  • Keep up to date with current business developments and regulatory issues that could impact the firm.
  • Provide support and guidance to other team members where needed
  • Keep up to date records within the compliance department
  • Creating a positive compliance culture
  • Identify and deliver training on a regular basis

 

To be successful you will:

  • Have a deep knowledge and understanding of FCA rules and other global legislation
  • Minimum 3 years’ experience
  • Experience of managing a variety of financial products
  • Previous experience within the forex industry; compliance specific
  • Mifid 2, ESMA and Cysec regulation Knowledge
  • Completed Cysec Compliance Certification preferable
  • An inquisitive nature with the ability to solve problems
  • Able to build strong working relationships
  • Quality communication skills, both written and verbal

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